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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

CORNERSTONE INVESTMENT MANAGEMENT AND CONSULTING,LLC

CRD 124322

DAPHNE, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:381245cc-c2c1-8911-85e8-d95dfa346782

Data as of Jun 21, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 2, 2012 to Jun 21, 2012
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $61.3MItem 5.F on the latest filing (2012-06-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $61.3M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $30.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Accounts: 145
SEC number: 801-67775
CRD: 124322
Filings on the tape: 4
First filed: Apr 2, 2012
Latest filed: Jun 21, 2012
Organised: Limited Liability Company, Georgia

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
SCOTT MITCHELL KOSER	Chartered Financial Analyst	DAPHNE, AL	23	23	n/a	no
MARK ELLIS DAVIDSON	Chartered Financial Analyst	DAPHNE, AL	23	23	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DAVIDSON, MARK, ELLIS	MANAGING MEMBER	D	yes	01/2003	Apr 2, 2012	Jun 21, 2012
KOSER, SCOTT, MITCHELL	CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER	D	yes	01/2003	Apr 2, 2012	Jun 21, 2012

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Apr 2, 2012	$58.7M	$58.7M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$61.3M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Controls (2)

← KOSER, SCOTT, MITCHELLOwnerCHIEF COMPLIANCE OFFICER AND MANAGING MEMBER, ownership code D, individual
Apr 2, 2012 to presentfactForm ADV
← DAVIDSON, MARK, ELLISOwnerMANAGING MEMBER, ownership code D, individual
Apr 2, 2012 to presentfactForm ADV

Registered with (3)

← SCOTT MITCHELL KOSERAdvisorregistration: current employment
Mar 10, 2003 to presentfactForm ADV
← MARK ELLIS DAVIDSONAdvisorregistration: current employment
Mar 10, 2003 to presentfactForm ADV
← JOHN DAVID GARDNERAdvisorregistration: previous registration
Mar 7, 2013 to Jul 8, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:381245cc-c2c1-8911-85e8-d95dfa346782
First observed: Apr 2, 2012
Last observed: Jun 21, 2012 173 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CORNERSTONE INVESTMENT MANAGEMENT AND CONSULTING,LLC

CRD 124322

DAPHNE, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:381245cc-c2c1-8911-85e8-d95dfa346782

Data as of Jun 21, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:53 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

SCOTT MITCHELL KOSER

Chartered Financial Analyst

DAPHNE, AL

n/a

MARK ELLIS DAVIDSON

Chartered Financial Analyst

DAPHNE, AL

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DAVIDSON, MARK, ELLIS

MANAGING MEMBER

yes

01/2003

Apr 2, 2012

Jun 21, 2012

KOSER, SCOTT, MITCHELL

CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER

yes

01/2003

Apr 2, 2012

Jun 21, 2012

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Apr 2, 2012

$58.7M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$61.3M

n/a