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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

APOGEE GLOBAL ADVISORS, INC.

CRD 130334

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Search this name across graphsid dfx:ria:38125d86-0a12-70ff-59a3-634b487e1e86

Data as of Apr 11, 2014 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2012 to Apr 11, 2014
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $20.2MItem 5.F on the latest filing (2014-04-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $20.2M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $20.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 1
Accounts: 2
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $20.2Mgross asset value as reported per fund; never fund size
Custody, client assets: $20.2M
SEC number: 801-62804
CRD: 130334
Filings on the tape: 7
First filed: Mar 28, 2012
Latest filed: Apr 11, 2014
Organised: Corporation, Delaware

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
WALTER MASON CABOT	n/a	DOVER, MA	12	40	n/a	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
APOGEE GOLD FUND, LLC	Hedge Fund	$13.8M	Apr 11, 2014	35	Mar 28, 2012	reported	n/a
APOGEE INTERNATIONAL GOLD FUND, LTD	Hedge Fund	$6.4M	Apr 11, 2014	4	Mar 28, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CABOT, WALTER, MASON	PRINCIPAL AND CHIEF COMPLIANCE OFFICER	E	yes	08/2002	Mar 28, 2012	Apr 11, 2014

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 27, 2014	$20.2M	$20.2M	3	1	n/a	2	$20.2M
2012	Mar 4, 2013	$38.8M	$38.8M	3	1	n/a	2	$44.9M
2011	Mar 28, 2012	$51.8M	$51.8M	n/a	n/a	n/a	2	$51.8M

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$20.2M	$38.8M	-48.0%	n/a	n/a	3	3	n/a	n/a

Relationships

Registered with (1)

← WALTER MASON CABOTAdvisorregistration: current employment
May 13, 2014 to presentfactForm ADV

Advises (2)

→ APOGEE INTERNATIONAL GOLD FUND, LTDPrivate fundHedge Fund, IA
Mar 28, 2012 to presentfactForm ADV
→ APOGEE GOLD FUND, LLCPrivate fundHedge Fund, IA
Mar 28, 2012 to presentfactForm ADV

Controls (1)

← CABOT, WALTER, MASONOwnerPRINCIPAL AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 28, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:38125d86-0a12-70ff-59a3-634b487e1e86
First observed: Mar 28, 2012
Last observed: Apr 11, 2014 151 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

APOGEE GLOBAL ADVISORS, INC.

CRD 130334

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:38125d86-0a12-70ff-59a3-634b487e1e86

Data as of Apr 11, 2014 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:16 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

WALTER MASON CABOT

n/a

DOVER, MA

n/a

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

APOGEE GOLD FUND, LLC

Hedge Fund

$13.8M

Apr 11, 2014

Mar 28, 2012

reported

n/a

APOGEE INTERNATIONAL GOLD FUND, LTD

Hedge Fund

$6.4M

Apr 11, 2014

Mar 28, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CABOT, WALTER, MASON

PRINCIPAL AND CHIEF COMPLIANCE OFFICER

yes

08/2002

Mar 28, 2012

Apr 11, 2014

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Mar 27, 2014

$20.2M

n/a

$20.2M

2012

Mar 4, 2013

$38.8M

n/a

$44.9M

2011

Mar 28, 2012

$51.8M

n/a

$51.8M

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$20.2M

$38.8M

-48.0%

n/a