DFX Intelligence
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Reading the graph
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Advisor at G•••••••• A•••••••
CENTENNIAL, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| G•••••••• A••••••• | State registered | Nov 22, 2017 | n/a | yes | CENTENNIAL, CO | Current employment |
| I••••••••• F•••••••• P••••••• | Bd affiliated wealth | Jun 6, 2014 | Nov 14, 2017 | no | ENGLEWOOD, CO|CENTENNIAL, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| I••••••••• F•••••••• P••••••• | G•••••••• A••••••• | Nov 14, 2017 | Nov 22, 2017 | 8 | Firm change | Other |
| L•• F•••••••• L•• | I••••••••• F•••••••• P••••••• | Oct 29, 2015 | Jun 6, 2014 |
| L•• F•••••••• L•• | Bd affiliated wealth | Aug 31, 2010 | Oct 29, 2015 | no | GREENWOOD VILLAGE, CO|CENTENNIAL, CO | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Feb 1, 2007 | Sep 1, 2010 | no | AURORA, CO|DENVER, CO|AURORA, CO|AURORA, CO|AURORA, CO|ENGLEWOOD, CO | Previous registration |
| W•••• F•••• I••••••••• L•• | n/a | Aug 4, 2005 | Oct 16, 2006 | no | DENVER, CO|DENVER, CO|ENGLEWOOD, CO | Previous registration |
| -510 |
| Firm change after gap |
| Other |
| W•••• F•••• A••••••• | L•• F•••••••• L•• | Sep 1, 2010 | Aug 31, 2010 | -1 | Firm change | Other |
| W•••• F•••• I••••••••• L•• | W•••• F•••• A••••••• | Oct 16, 2006 | Feb 1, 2007 | 108 | Firm change | Other |