DFX Intelligence

A•• C•••••• M••••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserMixed wealth managerSEC registeredRAUM 100m 1b

A•• C•••••• M••••••••• L•••

CRD 107971

WILTON, CT

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Data as of Feb 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Feb 27, 2012 to Feb 27, 2026
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.48 fund_share=0.52 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $358M••• Locked
Discretionary RAUM: $358M
Private client RAUM: $171Mderived••• Locked
Private client share: 48%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $358Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••• R••••• H•••••	n/a	WILTON, CT \| Naples, FL	33	36	n/a	no

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A•• G••• F••• L•	Hedge Fund	$28.1M	Feb 27, 2026	44	Feb 27, 2012	reported	021-53924
A•• B••••••• F••• L•••	Other Private Fund	$17.2M	Feb 27, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•• G•••••• P••••••• L••	G•••••• PARTNER	Na	yes	09/2013	Oct 1, 2013	Mar 11, 2024
H•••••• J•••• R•••••	Principal	E	yes	09/2013	Feb 27, 2012	Mar 11, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$358M	$183M	95.6%	$202M	21.1%	3	3	1	1

Relationships

Advises (4)

→ A•• B••••••• F••• L•••Private fundOther Private Fund, IA
Feb 27, 2012 to presentfactForm ADV
→ A•• G••• F••• L•Private fundHedge Fund, IA
Feb 27, 2012 to presentfactForm ADV
→ A•• C•••••• G••••• F••• L•Private fundHedge Fund, IA, no longer reported
Feb 27, 2012 to Nov 17, 2015factForm ADV
→ F••••••• G••••• O••••••••• F•••• L•••

Dated events

Occurred
Feb 27, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$175M
Occurred
Sep 30, 2013
Succession filed (Item 4)
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 27, 2012
Last observed: Feb 27, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.