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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

PRESERVATION CAPITAL MANAGEMENT LP

CRD 150955

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3822e498-ca94-2393-18cd-c8fecf5d0fee

Data as of Nov 3, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 27, 2012 to Nov 3, 2017
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $90.8MItem 5.F on the latest filing (2017-11-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $90.8M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 7
SEC number: 801-70426
CRD: 150955
Filings on the tape: 8
First filed: Mar 27, 2012
Latest filed: Nov 3, 2017
Organised: Other (specify), Texas

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HORTON, GARY, LEE	Member	E	yes	05/2009	Mar 27, 2012	Nov 3, 2017
HORTON, GARY, LEE	PRESIDENT, CEO, CIO	Na	yes	05/2009	Mar 27, 2012	Nov 3, 2017
MUSE, JOHN, ROCKWELL	Member	E	yes	05/2009	Mar 27, 2012	Nov 3, 2017
PCP GLH LLC	GENERAL PARTNER, LIMITED PARTNER	E	yes	05/2009	Mar 27, 2012	Nov 3, 2017
PEIKARI, SHERIN, MONA	CHIEF COMPLIANCE OFFICER	Na	yes	05/2009	Mar 27, 2012	Nov 3, 2017
JRM PCM LLC	LIMITED PARTNER	B	no	03/2012	Mar 27, 2012	Nov 3, 2017

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 21, 2017	$90.8M	$90.8M	3	1	n/a	n/a	n/a
2015	Mar 23, 2016	$94.3M	$94.3M	3	1	n/a	n/a	n/a
2014	Mar 26, 2015	$103M	$103M	3	1	n/a	n/a	n/a
2013	Mar 29, 2014	$108M	$108M	3	1	n/a	n/a	n/a
2012	Mar 27, 2013	$110M	$110M	3	1	n/a	n/a	n/a
2011	Mar 27, 2012	$102M	$102M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$90.8M	$94.3M	-3.7%	$108M	-5.7%	3	3	0	n/a

Relationships

Controls (4)

← HORTON, GARY, LEEOwnerMEMBER, ownership code E, individual
Mar 27, 2012 to presentfactForm ADV
← PEIKARI, SHERIN, MONAOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 27, 2012 to presentfactForm ADV
← MUSE, JOHN, ROCKWELLOwnerMEMBER, ownership code E, individual
Mar 27, 2012 to presentfactForm ADV
← PCP GLH LLCOwnerGENERAL PARTNER, LIMITED PARTNER, ownership code E, domestic entity
Mar 27, 2012 to presentfactForm ADV

Owns (1)

← JRM PCM LLCOwnerLIMITED PARTNER, ownership code B, domestic entity
Mar 27, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3822e498-ca94-2393-18cd-c8fecf5d0fee
First observed: Mar 27, 2012
Last observed: Nov 3, 2017 108 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PRESERVATION CAPITAL MANAGEMENT LP

CRD 150955

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3822e498-ca94-2393-18cd-c8fecf5d0fee

Data as of Nov 3, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:28 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HORTON, GARY, LEE

Member

yes

05/2009

Mar 27, 2012

Nov 3, 2017

HORTON, GARY, LEE

PRESIDENT, CEO, CIO

yes

05/2009

Mar 27, 2012

Nov 3, 2017

MUSE, JOHN, ROCKWELL

Member

yes

05/2009

Mar 27, 2012

Nov 3, 2017

PCP GLH LLC

GENERAL PARTNER, LIMITED PARTNER

yes

05/2009

Mar 27, 2012

Nov 3, 2017

PEIKARI, SHERIN, MONA

CHIEF COMPLIANCE OFFICER

yes

05/2009

Mar 27, 2012

Nov 3, 2017

JRM PCM LLC

LIMITED PARTNER

03/2012

Mar 27, 2012

Nov 3, 2017

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 21, 2017

$90.8M

n/a

2015

Mar 23, 2016

$94.3M

n/a

2014

Mar 26, 2015

$103M

n/a

2013

Mar 29, 2014

$108M

n/a

2012

Mar 27, 2013

$110M

n/a

2011

Mar 27, 2012

$102M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$90.8M

$94.3M

-3.7%

$108M

-5.7%

n/a