DFX Intelligence

E••••• M•••••• C••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

E••••• M•••••• C••••••••

Advisor at H•••••• J• S••• C•••••• M••••••••• I•••

FAIRFIELD, CT | Red Bank, NJ

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Search this name across graphsid dfx:ria:382ce24b-165f-2376-05c5-77bc4dd30ddb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 10, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• J• S••• C•••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 10, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• J• S••• C•••••• M••••••••• I•••	Independent wealth	Feb 18, 2020	n/a	yes	FAIRFIELD, CT\|Red Bank, NJ	Current employment
H•••••• J• S••• C•••••• M••••••••• I•••	Independent wealth	Jun 10, 2008	Feb 3, 2020	no	ISELIN, NJ\|FAIRFIELD, CT

Relationships

Registered with (1)

→ H•••••• J• S••• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
Jun 10, 2008 to Feb 3, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:382ce24b-165f-2376-05c5-77bc4dd30ddb
First observed: Jun 10, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.