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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

CHIPCO ASSET MANAGEMENT

CHIPCO ASSET MANAGEMENT LLC, CRD 106820

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:383782d7-b934-ee88-46d8-e0a34009af5a

Data as of Mar 14, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 7, 2012 to Mar 14, 2021
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $138MItem 5.F on the latest filing (2021-03-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $138M
Private client RAUM: $56.8MderivedItem 5.D individuals plus high net worth individuals
Private client share: 41%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 40
Individual clients: 20
High net worth clients: 9
Custody, client assets: $65.0M
SEC number: 801-36972
CRD: 106820
Filings on the tape: 13
First filed: Mar 7, 2012
Latest filed: Mar 14, 2021
Organised: Limited Liability Company, New York

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CARL H. PFORZHEIMER & CO. LLC	Member	E	yes	08/2004	Mar 7, 2012	Mar 14, 2021
PFORZHEIMER, CARL, HOWARD	MANAGER/MEMBER	E	yes	08/2004	Mar 7, 2012	Mar 14, 2021
PFORZHEIMER, CARL, HOWARD	MANAGER/MEMBER; CHIEF COMPLIANCE OFFICER	B	yes	08/2004	Mar 7, 2012	Mar 14, 2021

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 14, 2021	$138M	$138M	3	2	0	n/a	n/a
2019	Mar 19, 2020	$114M	$114M	3	2	0	n/a	n/a
2018	Mar 11, 2019	$146M	$146M	3	2	0	n/a	n/a
2017	Feb 22, 2018	$112M	$112M	3	2	0	n/a	n/a
2016	Mar 9, 2017	$119M	$119M	3	2	n/a	n/a	n/a
2015	Mar 7, 2016	$120M	$120M	3	2	n/a	n/a	n/a
2014	Mar 16, 2015	$114M	$114M	3	2	n/a	n/a	n/a
2013	Mar 17, 2014	$129M	$129M	3	2	n/a	n/a	n/a
2012	Mar 12, 2013	$122M	$122M	3	2	n/a	n/a	n/a
2011	Mar 7, 2012	$113M	$113M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$138M	$114M	21.0%	$112M	7.2%	3	3	0	0

Relationships

Controls (2)

← PFORZHEIMER, CARL, HOWARDOwnerMANAGER/MEMBER, ownership code E, individual
Mar 7, 2012 to presentfactForm ADV
← CARL H. PFORZHEIMER & CO. LLCOwnerMEMBER, ownership code E, domestic entity
Mar 7, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:383782d7-b934-ee88-46d8-e0a34009af5a
First observed: Mar 7, 2012
Last observed: Mar 14, 2021 67 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CHIPCO ASSET MANAGEMENT

CHIPCO ASSET MANAGEMENT LLC, CRD 106820

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:383782d7-b934-ee88-46d8-e0a34009af5a

Data as of Mar 14, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:18 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CARL H. PFORZHEIMER & CO. LLC

Member

yes

08/2004

Mar 7, 2012

Mar 14, 2021

PFORZHEIMER, CARL, HOWARD

MANAGER/MEMBER

yes

08/2004

Mar 7, 2012

Mar 14, 2021

PFORZHEIMER, CARL, HOWARD

MANAGER/MEMBER; CHIEF COMPLIANCE OFFICER

yes

08/2004

Mar 7, 2012

Mar 14, 2021

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 14, 2021

$138M

n/a

2019

Mar 19, 2020

$114M

n/a

2018

Mar 11, 2019

$146M

n/a

2017

Feb 22, 2018

$112M

n/a

2016

Mar 9, 2017

$119M

n/a

2015

Mar 7, 2016

$120M

n/a

2014

Mar 16, 2015

$114M

n/a

2013

Mar 17, 2014

$129M

n/a

2012

Mar 12, 2013

$122M

n/a

2011

Mar 7, 2012

$113M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$138M

$114M

21.0%

$112M

7.2%