DFX Intelligence

P••••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

P••••••• A•••••••• L••

CRD 283784

DALLAS, TX

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Search this name across graphsid dfx:ria:38456ef8-84f5-ec18-9228-f446d419c811

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 6
On other graphs: 3
Observed: Mar 8, 2017 to Mar 24, 2026
15 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

P••••••• A•••••••• L••

Private equity manager · key crd, key sfn adviser, shared crd

Independent Sponsorsidentity

P••••••• A•••••••• L••

Capital provider to sponsors · key crd, key sfn adviser, shared crd

Real Estate Fundsidentity

P••••••• A•••••••• L••

Real estate fund manager · key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $218M••• Locked
Discretionary RAUM: $218M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 21

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P••••••• S••••••••• F••• I• L•	Real Estate Fund	$123M	Mar 24, 2026	99	Mar 31, 2022	reported	021-412591
P•• I• 5••• C••••••••• L•	Private Equity Fund	$48.2M	Mar 24, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••• S•••••• A•	CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER	Na	yes	06/2013	Mar 8, 2017	Mar 29, 2024
D•••••••• V••••• E•	MEMBER / PRESIDENT	D	yes	06/2013	Mar 8, 2017	Mar 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P••••••• R••••• G••••• I•••	n/a	n/a	n/a	N	yes	n/a
P••••••• S••••••••• F••• I• G•• L••	n/a	n/a	n/a	N	yes	n/a
P••••••• S••••••••• F••• I• G• L••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$218M	$245M	-11.0%	$313M	-11.4%	21	25	0	0

Relationships

Advises (5)

→ P•• I• 5••• C••••••••• L•Private fundPrivate Equity Fund, IA
Mar 28, 2019 to presentfactForm ADV
→ P••••••• S••••••••• F••• I• L•Private fundReal Estate Fund, IA
Sep 7, 2017 to presentfactForm ADV
→ P•• I• J•• M••••• L••Private fundPrivate Equity Fund, IA
Mar 25, 2020 to presentfactForm ADV
→ P•• I• C•• V••••••• L••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 24, 2026
Ria principal change
••• Locked
Form ADVobserved today
Occurred
Mar 24, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$12.5M
Occurred
Mar 31, 2022
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$145M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:38456ef8-84f5-ec18-9228-f446d419c811
First observed: Mar 8, 2017
Last observed: Mar 24, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.