J••• S•••••••

Advisor at W•••• F•••• A•••••••

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:38506a1a-3a22-0536-73e9-a45861725ac1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 3, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Dec 2, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Feb 19, 2026	n/a	yes	NEW YORK, NY	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Jan 26, 2018	Mar 19, 2026	no	WHITE PLAINS, NY\|New Canaan, CT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	W•••• F•••• A•••••••	Mar 19, 2026	Feb 19, 2026	-28	Firm change	Wirehouse to wirehouse
M••••• S••••••	J••• M••••• S••••••••• L••	Jan 29, 2018	Jan 26, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
79:19616:CT:2026-03-19	Mar 19, 2026	Feb 19, 2026	NEW CANAAN, CT	Firm change
149777:79:CT:2018-01-29	Jan 29, 2018	Jan 26, 2018	GREENWICH, CT	Firm change

Relationships

Registered with (5)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Feb 19, 2026 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Jan 26, 2018 to Mar 19, 2026factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Jan 29, 2018factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

Occurred
Mar 19, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:38506a1a-3a22-0536-73e9-a45861725ac1
First observed: Apr 3, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.