DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at CENTAURUS FINANCIAL, INC.
KENNEWICK, WA | HAYDEN, ID | SPOKANE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CENTAURUS FINANCIAL, INC. | Bd affiliated wealth | Nov 8, 2012 | n/a | yes | KENNEWICK, WA|HAYDEN, ID|SPOKANE, WA | Current employment |
| PACIFIC CREST PLANNING, INC. | n/a | May 5, 2014 | Dec 31, 2014 | no | KENNEWICK, WA | Previous registration |
| H. BECK, INC. | Former SEC adviser | Aug 20, 2007 | Nov 26, 2012 | no | KENNEWICK, WA|YAKIMA, WA | Previous registration |
| CETERA ADVISORS LLC | Former SEC adviser | Jul 18, 2007 | Aug 28, 2007 | no | GREENWOOD VILLAGE, CO|KENNEWICK, WA | Previous registration |
| LEGACY ADVISORY SERVICES, INC. | n/a | May 3, 2006 | Jul 18, 2007 | no | KENNEWICK, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PACIFIC CREST PLANNING, INC. | n/a | Dec 31, 2014 | n/a | n/a | Departure no registered destination | Departure |
| H. BECK, INC. | CENTAURUS FINANCIAL, INC. | Nov 26, 2012 | Nov 8, 2012 | -18 | Firm change | Other |
| CETERA ADVISORS LLC | H. BECK, INC. | Aug 28, 2007 | Aug 20, 2007 | -8 | Firm change | Other |
| LEGACY ADVISORY SERVICES, INC. | CETERA ADVISORS LLC | Jul 18, 2007 | Jul 18, 2007 | 0 | Firm change | Other |