DFX Intelligence

J••••••• S••••• F•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

J••••••• S••••• F•••••••••

Advisor at C•••••• C••••• G••••• I•••

LOS ANGELES, CA | Mechanicsburg, PA

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Search this name across graphsid dfx:ria:385e9d76-0531-c9e5-54fb-f943e4fde33a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 22, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• C••••• G••••• I•••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Aug 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• C••••• G••••• I•••	No RAUM reported	Jan 15, 2026	n/a	yes	LOS ANGELES, CA\|Mechanicsburg, PA	Current employment
C••••••• C•••••• M••••••••• L••	Mixed wealth	Nov 8, 2019	Dec 31, 2025	no	Conshohocken, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• C•••••• M••••••••• L••	C•••••• C••••• G••••• I•••	Dec 31, 2025	Jan 15, 2026	15	Firm change	Other
R•• C•••••• M••••••• L••	C••••••• C•••••• M••••••••• L••	Oct 31, 2019	Nov 8, 2019

Relationships

Registered with (3)

→ C•••••• C••••• G••••• I•••Registered adviserregistration: current employment
Jan 15, 2026 to presentfactForm ADV
→ C••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 8, 2019 to Dec 31, 2025factForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Jan 22, 2019 to Oct 31, 2019factForm ADV

Dated events

Occurred
Dec 31, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:385e9d76-0531-c9e5-54fb-f943e4fde33a
First observed: Jan 22, 2019
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.