DFX Intelligence

C••••••••• I•• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst12 years in industry

C••••••••• I•• D••••••

Advisor at T•• A•••••••• I•••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 27, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 27, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• F•••••••• P•••••••	State registered	Jan 4, 2021	n/a	yes	PALM BEACH GARDENS, FL	Current employment
T•• A•••••••• I•••	Bd affiliated wealth	Jan 4, 2018	n/a	yes	PITTSBURGH, PA\|SUMMIT, NJ	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	T•• A•••••••• I•••	Apr 20, 2016	Jan 4, 2018	624	Firm change after gap	Other
L••••• A•••••••• L••	J••• M••••• S••••••••• L••	Oct 13, 2015	Nov 17, 2015

Relationships

Registered with (5)

→ W••••• F•••••••• P•••••••Registered adviserregistration: current employment
Jan 4, 2021 to presentfactForm ADV
→ T•• A•••••••• I•••Registered adviserregistration: current employment
Jan 4, 2018 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Nov 17, 2015 to Apr 20, 2016factForm ADV
→ L••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 27, 2014
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.