DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christopher Ian Diodato
Certified Financial Planner · Chartered Financial Analyst
Feed of 09/15/2026
Also filed as Chris Diodato
At current firm
8 y
since Jan 4, 2018
In the industry
12 y
since Mar 27, 2014 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
2
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Wellth Financial Planning state registered currentsince Jan 4, 2021 · Palm Beach Gardens, Fl
- Tlg Advisors, Inc. BD affiliated currentsince Jan 4, 2018 · Pittsburgh, Pa
- J.P. Morgan Securities LLC wirehouseNov 17, 2015 to Apr 20, 2016 · Palm Beach Gardens, Fl
- Legend Advisory, LLC formerMar 11, 2015 to Oct 13, 2015 · Palm Beach Gardens, Fl
- Morgan Stanley wirehouseMar 27, 2014 to Jan 16, 2015 · Camp Hill, Pa
Moves
a registration end followed by a registration begin elsewhere
- J.P. Morgan Securities LLC to Tlg Advisors, Inc.left Apr 20, 2016, registered Jan 4, 2018 (624 days) · Other
- Legend Advisory, LLC to J.P. Morgan Securities LLCleft Oct 13, 2015, registered Nov 17, 2015 (35 days) · Other
- Morgan Stanley to Legend Advisory, LLCleft Jan 16, 2015, registered Mar 11, 2015 (54 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address