DFX Intelligence
Reading the graph
Reading the graph
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Advisor at V••••• W••••• S••••••••• L••
Redwood City, CA | LODI, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| V••••• W••••• S••••••••• L•• | Independent wealth | Oct 20, 2017 | n/a | yes | Redwood City, CA|LODI, CA | Current employment |
| V••••• W••••• S••••••••• | n/a | Sep 11, 2017 | Dec 31, 2017 | no | Menlo Park, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| V••••• W••••• S••••••••• | V••••• W••••• S••••••••• L•• | Dec 31, 2017 | Oct 20, 2017 | -72 | Firm change after gap | Other |
| N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• | V••••• W••••• S••••••••• | Nov 29, 2017 | Sep 11, 2017 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 282275:289737:CA:2017-12-31 | Dec 31, 2017 | Oct 20, 2017 | MENLO PARK, CA | Firm change after gap |
| 29604:282275:CA:2017-11-29 | Nov 29, 2017 | Sep 11, 2017 | LOS ANGELES, CA | Firm change after gap |
| N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• | Former SEC adviser | Feb 4, 2010 | Nov 29, 2017 | no | MENLO PARK, CA|LOS ANGELES, CA | Previous registration |
| -79 |
| Firm change after gap |
| Other |