J•• P• M••••

Advisor at A••• A••••••• P•••••••

NEW YORK, NY | Austin , TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:388aad21-f3b2-4bca-7e2d-718474a3a2b0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 2, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• A••••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••• A••••••• P•••••••	Bd affiliated wealth	Jul 9, 2026	n/a	yes	Austin , TX\|NEW YORK, NY	Current employment
U••• C•••••• W••••• A•••••••• L••	Bd affiliated wealth	Nov 19, 2018	Jul 14, 2026	no	HOUSTON, TX\|Austin, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••• C•••••• W••••• A•••••••• L••	A••• A••••••• P•••••••	Jul 14, 2026	Jul 9, 2026	-5	Bulk transfer	Ibd to ibd
H•••••• W••••• M••••••••• I••	U••• C•••••• W••••• A•••••••• L••	Nov 2, 2018	Nov 19, 2018

Relationships

Registered with (3)

→ A••• A••••••• P•••••••Registered adviserregistration: current employment
Jul 9, 2026 to presentfactForm ADV
→ U••• C•••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 19, 2018 to Jul 14, 2026factForm ADV
→ H•••••• W••••• M••••••••• I••Registered adviserregistration: previous registration
Aug 2, 2018 to Nov 2, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:388aad21-f3b2-4bca-7e2d-718474a3a2b0
First observed: Aug 2, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.