DFX Intelligence

E••• C••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)37 years in industry

E••• C••••• S••••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Pittsford, NY

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Search this name across graphsid dfx:ria:388c0a96-d6fd-9f59-f1bb-39cafd242455

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 7, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 25, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Feb 15, 2024	n/a	yes	Pittsford, NY	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jan 7, 2016	Feb 26, 2024	no	ROCHESTER, NY\|ROCHESTER, NY\|ROCHESTER, NY\|PARSIPPANY, NJ\|NORWALK, CT\|ROCHESTER, NY\|WEBSTER, NY\|WEBSTER, NY\|ROCHESTER, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Feb 26, 2024	Feb 15, 2024	-11	Firm change	Ibd to ibd

Relationships

Registered with (2)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Feb 15, 2024 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 7, 2016 to Feb 26, 2024factForm ADV

Dated events

Occurred
Feb 26, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:388c0a96-d6fd-9f59-f1bb-39cafd242455
First observed: Jan 7, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.