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M••••• A•••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

M••••• A•••••• M•••••

Advisor at U•• A•••• M••••••••• L••

PLANO, TX

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Search this name across graphsid dfx:ria:38934762-9d1b-9624-7ea2-62d602ee9326

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 27, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• A•••• M••••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 28, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
U•• A•••• M••••••••• L••	State registered	Apr 22, 2010	n/a	yes	PLANO, TX	Current employment
U•• A•••• M••••••••• L••	State registered	May 24, 2004	Dec 31, 2016	no	LAS VEGAS, NV\|PLANO, TX

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• I••••••••• S•••••••	U•• A•••• M••••••••• L••	Feb 27, 2004	May 24, 2004	87	Firm change	Other
C•••••••• G••••• M•••••• I•••	C••••••• I••••••••• S•••••••	Jul 10, 2002

Relationships

Registered with (3)

→ U•• A•••• M••••••••• L••Registered adviserregistration: previous registration
May 24, 2004 to Dec 31, 2016factForm ADV
→ C••••••• I••••••••• S•••••••Registered adviserregistration: previous registration
May 8, 2003 to Feb 27, 2004factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Dec 27, 2000 to Jul 10, 2002factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:38934762-9d1b-9624-7ea2-62d602ee9326
First observed: Dec 27, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.