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Advisor at COMMONWEALTH FINANCIAL NETWORK
Truckee, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Feb 22, 2021 | n/a | yes | Truckee, CA | Current employment |
| WADDELL & REED | Former SEC adviser | Jan 23, 2012 | Feb 25, 2021 | no | RENO, NV|THOUSAND OAKS, CA|LAS VEGAS, NV|TRUCKEE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WADDELL & REED | COMMONWEALTH FINANCIAL NETWORK | Feb 25, 2021 | Feb 22, 2021 | -3 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 866:8032:CA:2021-02-25 | Feb 25, 2021 | Feb 22, 2021 | TRUCKEE, CA | Firm change |