This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

EDWARD JONES

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 1, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S66

First exam

Feb 6, 2019

First registration

Aug 27, 2019

Dual registered

yes, broker-dealer

Other names

TARA LYNN COX|Tara Cox Rivers|TARA RIVERS

IAPD individual key

6254562

• Occurred

  Mar 15, 2023
  Advisor changed firm

  Tara C Rivers left Valic Financial Advisors, Inc. for Edward Jones (registered 2023-06-08)

  Form ADVobserved 6 days ago
• Occurred

  Dec 2, 2022
  Advisor changed firm

  Tara C Rivers left Lpl Financial Llc for Valic Financial Advisors, Inc. (registered 2022-12-13)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:38aba936-4edd-b7c0-9042-f7b402ce5e1e

First observed

Aug 27, 2019

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.