G••• C••••••

Advisor at O••• W••••• A•••••••• L••

JERICHO, NY

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Search this name across graphsid dfx:ria:38ae5b3a-07b7-e521-d3c8-3a5aa22c65d2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 12, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 16, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••• W••••• A•••••••• L••	Independent wealth	Oct 22, 2021	n/a	yes	JERICHO, NY	Current employment
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	Nov 29, 2012	Oct 25, 2021	no	Westlake Village, CA\|MANHASSET, NY\|Long Island City, NY\|NEW YORK, NY\|Bay Shore, NY\|Boca Raton, FL\|Jacksonville, FL\|Holbrook, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• G••••• M•••••• I•••	O••• W••••• A•••••••• L••	Oct 25, 2021	Oct 22, 2021	-3	Firm change	Ibd to RIA
H••• S••••••••• •••• I•••	C•••••••• G••••• M•••••• I•••	Oct 8, 2012	Nov 29, 2012

Relationships

Registered with (4)

→ O••• W••••• A•••••••• L••Registered adviserregistration: current employment
Oct 22, 2021 to presentfactForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Nov 29, 2012 to Oct 25, 2021factForm ADV
→ H••• S••••••••• •••• I•••Registered adviserregistration: previous registration
Jun 21, 2006 to Oct 8, 2012factForm ADV
→ M••••• S•••••• D• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:38ae5b3a-07b7-e521-d3c8-3a5aa22c65d2
First observed: Aug 12, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.