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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

COVALIS CAPITAL (AMERICA) LLC

CRD 286139

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:38b1d075-3580-979a-2bee-bd8060db76e7

Data as of Mar 30, 2018 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Oct 30, 2017 to Mar 30, 2018
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $741MItem 5.F on the latest filing (2018-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $741M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 1
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 8
SEC number: 801-112088
CRD: 286139
Filings on the tape: 2
First filed: Oct 30, 2017
Latest filed: Mar 30, 2018
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COVALIS CAPITAL GP LIMITED	GENERAL PARTNER	F	yes	04/2012	Oct 30, 2017	Mar 30, 2018
COVALIS CAPITAL LP	Owner	E	yes	10/2016	Oct 30, 2017	Mar 30, 2018
IGE INVESTMENTS LIMITED	Shareholder	E	yes	11/2017	Mar 30, 2018	Mar 30, 2018
IGE INVESTMENTS LIMITED	LIMITED PARTNER	E	yes	12/2016	Mar 30, 2018	Mar 30, 2018
LEE, JOHN, (NMN)	CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER	Na	yes	10/2016	Oct 30, 2017	Mar 30, 2018
MECELIS, ZILVINAS	Shareholder	E	yes	11/2016	Oct 30, 2017	Mar 30, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
COVALIS CAPITAL LLP	n/a	Former SEC adviser	$4.8B	N	yes	n/a
COVALIS CAPITAL ENHANCED FUND GP LTD	n/a	n/a	n/a	N	yes	n/a
COVALIS CAPITAL FUND GP LIMITED	n/a	n/a	n/a	N	yes	n/a
COVALIS CAPITAL GP LIMITED	n/a	n/a	n/a	N	yes	n/a
COVALIS CAPITAL LP	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 30, 2018	$741M	$741M	5	1	1	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$741M	n/a	n/a	n/a	n/a	5	n/a	1	n/a

Relationships

Affiliated with (2)

← COVALIS CAPITAL LLPRegistered adviserother investment adviser, common control
factForm ADV
→ COVALIS CAPITAL LLPRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV

Controls (5)

← LEE, JOHN, (NMN)OwnerCHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, ownership code NA, individual
Oct 30, 2017 to presentfactForm ADV
← MECELIS, ZILVINASOwnerSHAREHOLDER, ownership code E, individual
Oct 30, 2017 to presentfactForm ADV
← COVALIS CAPITAL GP LIMITEDOwnerGENERAL PARTNER, ownership code F, foreign entity
Oct 30, 2017 to presentfactForm ADV
← COVALIS CAPITAL LPOwnerOWNER, ownership code E, foreign entity
Oct 30, 2017 to presentfactForm ADV
← IGE INVESTMENTS LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Mar 30, 2018 to presentfactForm ADV

Dated events

Occurred
Oct 30, 2017
First Form ADV filing
Covalis Capital (America) Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:38b1d075-3580-979a-2bee-bd8060db76e7
First observed: Oct 30, 2017
Last observed: Mar 30, 2018 103 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

COVALIS CAPITAL (AMERICA) LLC

CRD 286139

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:38b1d075-3580-979a-2bee-bd8060db76e7

Data as of Mar 30, 2018 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:01 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COVALIS CAPITAL GP LIMITED

GENERAL PARTNER

yes

04/2012

Oct 30, 2017

Mar 30, 2018

COVALIS CAPITAL LP

Owner

yes

10/2016

Oct 30, 2017

Mar 30, 2018

IGE INVESTMENTS LIMITED

Shareholder

yes

11/2017

Mar 30, 2018

IGE INVESTMENTS LIMITED

LIMITED PARTNER

yes

12/2016

Mar 30, 2018

LEE, JOHN, (NMN)

CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER

yes

10/2016

Oct 30, 2017

Mar 30, 2018

MECELIS, ZILVINAS

Shareholder

yes

11/2016

Oct 30, 2017

Mar 30, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

COVALIS CAPITAL LLP

n/a

Former SEC adviser

$4.8B

yes

n/a

COVALIS CAPITAL ENHANCED FUND GP LTD

n/a

yes

n/a

COVALIS CAPITAL FUND GP LIMITED

n/a

yes

n/a

COVALIS CAPITAL GP LIMITED

n/a

yes

n/a

COVALIS CAPITAL LP

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 30, 2018

$741M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$741M

n/a