This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$409MItem 5.F on the latest filing (2026-01-26); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$409M

Private client RAUM

$406MderivedItem 5.D individuals plus high net worth individuals

Private client share

99%derivedprivate client RAUM over total RAUM

Advisors on IAPD

5

RAUM per advisor

$81.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

9

Advisory employees

5

Offices

0Schedule D 1.F, beyond the principal office

Accounts

1,168

Individual clients

189

High net worth clients

133

Custody, client assets

$81.5M

SEC number

801-119308

CRD

289372

Filings on the tape

15

First filed

Jul 20, 2020

Latest filed

Jan 26, 2026

Organised

Limited Liability Company, FL

• Occurred

  Mar 14, 2024
  Control person left

  Edward Brian Code (Member) no longer on Schedule A of Code Waechter Llc (listed 2023-02-27, absent 2024-03-14)

  Form ADVobserved 4 days ago
• Occurred

  Jul 20, 2020
  First Form ADV filing

  Code Waechter Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:38c3a3bd-9fc6-60e5-a62a-59aacede681b

First observed

Jul 20, 2020

Last observed

Jan 26, 2026 7 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.