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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

PROOF OF CAPITAL LLC

CRD 308466

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:38db5422-cde3-cd45-92b6-79c40f3b45ba

Data as of Mar 31, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 1
Observed: Mar 31, 2021 to Mar 31, 2021
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

Race Capital, L.L.C.

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $28.5MItem 5.F on the latest filing (2021-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $28.5M
Private client RAUM: $10.5MderivedItem 5.D individuals plus high net worth individuals
Private client share: 37%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 7
High net worth clients: 7
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $57.0Mgross asset value as reported per fund; never fund size
SEC number: 801-121082
CRD: 308466
Filings on the tape: 1
First filed: Mar 31, 2021
Latest filed: Mar 31, 2021
Organised: Limited Liability Company

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Chen, Philemon	MANAGING MEMBER	C	yes	03/2019	Mar 31, 2021	Mar 31, 2021
McCann, Christopher, Ryan	MANAGING MEMBER	C	yes	03/2019	Mar 31, 2021	Mar 31, 2021
Yeung, Pu San	MANAGING MEMBER	C	yes	03/2019	Mar 31, 2021	Mar 31, 2021
Chuang, Alfred	MANAGING PARTNER	Na	no	02/2020	Mar 31, 2021	Mar 31, 2021
Dugal, Neil	CHIEF COMPLIANCE OFFICER	Na	no	03/2019	Mar 31, 2021	Mar 31, 2021

Relationships

Controls (3)

← Yeung, Pu SanOwnerMANAGING MEMBER, ownership code C, individual
Mar 31, 2021 to presentfactForm ADV
← Chen, PhilemonOwnerMANAGING MEMBER, ownership code C, individual
Mar 31, 2021 to presentfactForm ADV
← McCann, Christopher, RyanOwnerMANAGING MEMBER, ownership code C, individual
Mar 31, 2021 to presentfactForm ADV

Owns (2)

← Dugal, NeilOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 31, 2021 to presentfactForm ADV
← Chuang, AlfredOwnerMANAGING PARTNER, ownership code NA, individual
Mar 31, 2021 to presentfactForm ADV

Dated events

Occurred
Mar 31, 2021
First Form ADV filing
Proof Of Capital Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:38db5422-cde3-cd45-92b6-79c40f3b45ba
First observed: Mar 31, 2021
Last observed: Mar 31, 2021 66 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PROOF OF CAPITAL LLC

CRD 308466

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:38db5422-cde3-cd45-92b6-79c40f3b45ba

Data as of Mar 31, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:04 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Chen, Philemon

MANAGING MEMBER

yes

03/2019

Mar 31, 2021

McCann, Christopher, Ryan

MANAGING MEMBER

yes

03/2019

Mar 31, 2021

Yeung, Pu San

MANAGING MEMBER

yes

03/2019

Mar 31, 2021

Chuang, Alfred

MANAGING PARTNER

02/2020

Mar 31, 2021

Dugal, Neil

CHIEF COMPLIANCE OFFICER

03/2019

Mar 31, 2021