A•••• E• D••••

Advisor at I••••••••• W••••• C••••••• L••

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:38e1b19f-51e4-bcd9-90f3-b713797806bf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Feb 2, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• W••••• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• W••••• C••••••• L••	Independent wealth	Jul 25, 2025	n/a	yes	BOSTON, MA	Current employment
E• W••••• A•••••••	Independent wealth	Mar 23, 2023	Jul 28, 2025	no	TORRANCE, CA\|Newburyport, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E• W••••• A•••••••	I••••••••• W••••• C••••••• L••	Jul 28, 2025	Jul 25, 2025	-3	Firm change	RIA to RIA
R••••••• F••••••••• L••	E• W••••• A•••••••	Mar 28, 2023	Mar 23, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
125739:111147:MA:2023-03-28	Mar 28, 2023	Mar 23, 2023	NEWBURYPORT, MA	Firm change

Relationships

Registered with (4)

→ I••••••••• W••••• C••••••• L••Registered adviserregistration: current employment
Jul 25, 2025 to presentfactForm ADV
→ E• W••••• A•••••••Registered adviserregistration: previous registration
Mar 23, 2023 to Jul 28, 2025factForm ADV
→ R••••••• F••••••••• L••Registered adviserregistration: previous registration
Jul 30, 2021 to Mar 28, 2023factForm ADV
→ R•••••••• C•••••• A••••••• L••

Dated events

Occurred
Jul 28, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 28, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:38e1b19f-51e4-bcd9-90f3-b713797806bf
First observed: Feb 2, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.