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E••••• J•••• T•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

E••••• J•••• T•••••••••

Advisor at R••••••••• P••• A•••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:38e806c1-434c-6d78-31d3-3237bcf75a3d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 18, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• P••• A•••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: May 9, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• P••• A•••••••• L••	Mixed wealth	Aug 29, 2022	n/a	yes	Jefferson City, MO\|St. Louis, MO\|CHICAGO, IL	Current employment
P••••••••• S••••••••• C•••••••••	Independent wealth	Mar 20, 2020	Jan 5, 2021	no	Carpinteria, CA\|Kansas City, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••••• S••••••••• C•••••••••	R••••••••• P••• A•••••••• L••	Jan 5, 2021	Aug 29, 2022	601	Firm change after gap	RIA to RIA
N••••••• P•••••• • G•••• C••••••••• I••	P••••••••• S••••••••• C•••••••••	Mar 18, 2020	Mar 20, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
613:11869:MO:2020-03-18	Mar 18, 2020	Mar 20, 2020	KANSAS CITY, MO	Firm change

Relationships

Registered with (5)

→ R••••••••• P••• A•••••••• L••Registered adviserregistration: current employment
Aug 29, 2022 to presentfactForm ADV
→ P••••••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Mar 20, 2020 to Jan 5, 2021factForm ADV
→ N••••••• P•••••• • G•••• C••••••••• I••Registered adviserregistration: previous registration
Apr 10, 2014 to Mar 18, 2020factForm ADV
→ V•••• F•••••••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:38e806c1-434c-6d78-31d3-3237bcf75a3d
First observed: Jun 18, 2008
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.