S••• O•••••

Advisor at F•••• C•••••• A••••••• S•••••••

Fort Worth, TX | FORT WORTH, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:38edfaa0-8c21-9a4c-3457-8426821277e6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jul 13, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• C•••••• A••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• C•••••• A••••••• S•••••••	Bd affiliated wealth	Mar 19, 2025	n/a	yes	FORT WORTH, TX\|Fort Worth, TX	Current employment
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Feb 13, 2023	Feb 5, 2025	no	AUSTIN, TX\|Forth Worth, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A••••••• S•••••••• L••	F•••• C•••••• A••••••• S•••••••	Feb 5, 2025	Mar 19, 2025	42	Firm change	Ibd to ibd
P•••••••• S••••••••• I•••	K••••• A••••••• S•••••••• L••	Feb 15, 2023	Feb 13, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
1137:283330:TX:2023-02-15	Feb 15, 2023	Feb 13, 2023	FORT WORTH, TX	Firm change

Relationships

Registered with (3)

→ F•••• C•••••• A••••••• S•••••••Registered adviserregistration: current employment
Mar 19, 2025 to presentfactForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Feb 13, 2023 to Feb 5, 2025factForm ADV
→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jul 13, 2018 to Feb 15, 2023factForm ADV

Dated events

Occurred
Feb 5, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Feb 15, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:38edfaa0-8c21-9a4c-3457-8426821277e6
First observed: Jul 13, 2018
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.