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Advisor at MORGAN STANLEY
New York, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Apr 4, 2025 | n/a | yes | New York, NY | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Apr 11, 2025 | no | NEW YORK, NY|NEW YORK, NY|New York, NY|New York, NY|New York, NY|New York, NY | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Jun 14, 2010 | Oct 1, 2012 | no | NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | MORGAN STANLEY | Apr 11, 2025 | Apr 4, 2025 | -7 | Firm change | Wirehouse to wirehouse |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 79:149777:NY:2025-04-06 | Apr 11, 2025 | Apr 4, 2025 | NEW YORK, NY | Firm change |