DFX Intelligence

B•••••• B••••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

B•••••• B••••••• H•••••

Advisor at P•••••••• F•••••••• S•••••••

LOS ANGELES, CA | Los Angeles, CA

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Search this name across graphsid dfx:ria:38fb9adf-4a17-773b-7f94-42ac3eb98d42

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 11, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• F•••••••• S•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 10, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• F•••••••• S•••••••	Independent wealth	Jun 13, 2017	n/a	yes	Los Angeles, CA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Feb 21, 2007	n/a	yes	LOS ANGELES, CA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• • R•••	L•• F•••••••• L••	Feb 27, 2007	Feb 21, 2007	-6	Firm change	Other

Relationships

Registered with (3)

→ P•••••••• F•••••••• S•••••••Registered adviserregistration: current employment
Jun 13, 2017 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: current employment
Feb 21, 2007 to presentfactForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Aug 11, 2006 to Feb 27, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:38fb9adf-4a17-773b-7f94-42ac3eb98d42
First observed: Aug 11, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.