DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at U.S. BANCORP ADVISORS, LLC
San Francisco, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| U.S. BANCORP ADVISORS, LLC | Bd affiliated wealth | Feb 13, 2026 | n/a | yes | San Francisco, CA | Current employment |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | Jun 26, 2023 | Feb 13, 2026 | no | San Francisco, CA|Sioux Falls, SD|San Francisco, CA|San Fransicso, CA | Previous registration |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Aug 18, 2018 | Aug 31, 2021 | no | SAN FRANCISCO, CA | Previous registration |
| RBC ROCHDALE, LLC | Bd affiliated wealth | Apr 22, 2014 | Jul 13, 2018 | no | SAN FRANCISCO, CA|NEW YORK, NY | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Apr 14, 2014 | no | San Francisco, CA|SAN FRANCISCO, CA | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Oct 26, 2007 | Jun 1, 2009 | no | SAN FRANCISCO, CA | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Aug 28, 2007 | no | SAN FRANCISCO, CA | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Jan 4, 2007 | Apr 2, 2007 | no | SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U.S. BANCORP INVESTMENTS, INC. | U.S. BANCORP ADVISORS, LLC | Feb 13, 2026 | Feb 13, 2026 | 0 | Bulk transfer | Ibd to ibd |
| CETERA INVESTMENT ADVISERS LLC | U.S. BANCORP INVESTMENTS, INC. | Aug 31, 2021 | Jun 26, 2023 | 664 | Firm change after gap | Ibd to ibd |
| RBC ROCHDALE, LLC | CETERA INVESTMENT ADVISERS LLC | Jul 13, 2018 | Aug 18, 2018 | 36 | Firm change | Ibd to ibd |
| MORGAN STANLEY | RBC ROCHDALE, LLC | Apr 14, 2014 | Apr 22, 2014 | 8 | Firm change | Other |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |