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RIA / WealthAdvisorCertified Financial Planner23 years in industry

CHRISTOPHER LEE OSWALT

Advisor at FIWHEELS

PRESCOTT, AZ

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Search this name across graphsid dfx:ria:39062409-d2a1-2a2c-1407-3803ffc9e5cf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 14, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FIWHEELS
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 13, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65|S66
First exam: Jan 13, 2003
First registration: Feb 14, 2005
Dual registered: no
Other names: CHRISTOPHER LEE OSWALT|CHRIS LEE OSWALT|CHRISTOPHER L OSWALT|CHRIS L OSWALT
IAPD individual key: 4176000

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Fiwheels	State registered	Oct 23, 2024	n/a	yes	PRESCOTT, AZ	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 23, 2016	Apr 4, 2017	no	PHOENIX, AZ	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Sep 11, 2013	Mar 1, 2016	no	LAKE OSWEGO, OR\|Lake Oswego, OR	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Apr 30, 2007	Mar 5, 2009	no	Dublin, OH	Previous registration
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Feb 14, 2005	May 4, 2007	no	WESTERVILLE, OH\|WESTERVILLE, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	Fiwheels	Apr 4, 2017	Oct 23, 2024	2,759	Firm change after gap	Other
WOODBURY FINANCIAL SERVICES, INC.	LPL FINANCIAL LLC	Mar 1, 2016	Sep 23, 2016	206	Firm change	Other
RAYMOND JAMES & ASSOCIATES, INC.	WOODBURY FINANCIAL SERVICES, INC.	Mar 5, 2009	Sep 11, 2013	1,651	Firm change after gap	Other
FIFTH THIRD SECURITIES, INC.	RAYMOND JAMES & ASSOCIATES, INC.	May 4, 2007	Apr 30, 2007	-4	Firm change	Other

Relationships

Registered with (5)

→ FIWHEELSRegistered adviserregistration: current employment
Oct 23, 2024 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Sep 23, 2016 to Apr 4, 2017factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Sep 11, 2013 to Mar 1, 2016factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Apr 30, 2007 to Mar 5, 2009factForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
Feb 14, 2005 to May 4, 2007factForm ADV

Dated events

No dated event names this entity yet.