DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

MICHELLE ROOKS QUAY

Advisor at OSAIC WEALTH, INC.

New Port Richey, FL | WOODSTOCK, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:390cd2d5-8429-bfb7-accb-5b3afe634937

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 23, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 28, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Jun 28, 1996
First registration: Apr 23, 2003
Dual registered: yes, broker-dealer
Other names: MICHELLE LINN ROOKS|MICHELLE ROOKS QUAY|MICHELLE LINN ROOKS
IAPD individual key: 2746001

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 19, 2024	n/a	yes	WOODSTOCK, GA\|New Port Richey, FL	Current employment
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Oct 16, 2015	Jan 19, 2024	no	WOODSTOCK, GA\|ATLANTA, GA\|WOODSTOCK, GA\|Tarpon Springs, FL\|New Port Richey, FL	Previous registration
CSI RETIREMENT SPECIALISTS, LLC	n/a	Jun 30, 2004	Jun 14, 2007	no	ROSWELL, GA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 18, 2003	Oct 28, 2015	no	WOODSTOCK, GA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Apr 23, 2003	Jul 22, 2003	no	CANTON, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WOODBURY FINANCIAL SERVICES, INC.	OSAIC WEALTH, INC.	Jan 19, 2024	Jan 19, 2024	0	Bulk transfer	Ibd to ibd
LPL FINANCIAL LLC	CSI RETIREMENT SPECIALISTS, LLC	Oct 28, 2015	Jun 30, 2004	-4,137	Firm change after gap	Other
CSI RETIREMENT SPECIALISTS, LLC	WOODBURY FINANCIAL SERVICES, INC.	Jun 14, 2007	Oct 16, 2015	3,046	Firm change after gap	Other
WELLS FARGO ADVISORS	LPL FINANCIAL LLC	Jul 22, 2003	Jul 18, 2003	-4	Firm change	Other

Relationships

Registered with (5)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jan 19, 2024 to presentfactForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Oct 16, 2015 to Jan 19, 2024factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 18, 2003 to Oct 28, 2015factForm ADV
→ CSI RETIREMENT SPECIALISTS, LLCRegistered adviserregistration: previous registration
Jun 30, 2004 to Jun 14, 2007factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Apr 23, 2003 to Jul 22, 2003factForm ADV

Dated events

No dated event names this entity yet.