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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
WESTLAKE VILLAGE, CA | Simi Valley, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Mar 6, 2008 | n/a | yes | WESTLAKE VILLAGE, CA|Simi Valley, CA | Current employment |
| STONE & YOUNGBERG LLC | Former SEC adviser | Apr 24, 2006 | Feb 29, 2008 | no | LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STONE & YOUNGBERG LLC | RAYMOND JAMES & ASSOCIATES, INC. | Feb 29, 2008 | Mar 6, 2008 | 6 | Firm change | Other |