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Advisor at MAIN STREET RESEARCH LLC
LAKEVILLE, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MAIN STREET RESEARCH LLC | Independent wealth | Apr 8, 2022 | n/a | yes | LAKEVILLE, CT | Current employment |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Apr 9, 2019 | Dec 11, 2020 | no | Corte Madera, CA | Previous registration |
| EDWARD JONES | National bd RIA | Aug 13, 2018 | Mar 19, 2019 | no | San Rafael, CA|ST LOUIS, MO|PETALUMA, CA | Previous registration |
| FREEDOM INVESTMENT MANAGEMENT, INC. | Independent wealth | Nov 21, 2017 | Jul 30, 2018 | no | SOUTH WINDSOR, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | MAIN STREET RESEARCH LLC | Dec 11, 2020 | Apr 8, 2022 | 483 | Firm change after gap | Ibd to RIA |
| EDWARD JONES | CHARLES SCHWAB & CO., INC. | Mar 19, 2019 | Apr 9, 2019 | 21 | Firm change | Ibd to ibd |
| FREEDOM INVESTMENT MANAGEMENT, INC. | EDWARD JONES | Jul 30, 2018 | Aug 13, 2018 | 14 | Firm change | RIA to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 250:5393:CA:2019-03-08 | Mar 19, 2019 | Apr 9, 2019 | PETALUMA, CA | Firm change |