DFX Intelligence

E••••• C••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

E••••• C••• H••••••

Advisor at P•••••• W••••• M••••••••• L••

SAN FRANCISCO, CA | EDISON, NJ

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Search this name across graphsid dfx:ria:3928318e-658c-f2cf-2530-a9c4848394ef

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 2, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 11, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• W••••• M••••••••• L••	Independent wealth	Oct 3, 2025	n/a	yes	SAN FRANCISCO, CA\|EDISON, NJ	Current employment
G•••••••• W••••• M••••••••• L••	Former SEC adviser	Aug 16, 2016	Dec 9, 2025	no	Hamilton, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•••••••• W••••• M••••••••• L••	P•••••• W••••• M••••••••• L••	Dec 9, 2025	Oct 3, 2025	-67	Firm change after gap	RIA to RIA
M•• F•••••••• S•••••••• I•••	G•••••••• W••••• M••••••••• L••	Jul 7, 2016	Aug 16, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
153062:131037:NJ:2025-12-09	Dec 9, 2025	Oct 3, 2025	HAMILTON, NJ	Firm change after gap
14251:153062:NJ:2016-07-07	Jul 7, 2016	Aug 16, 2016	FAIRFIELD, NJ	Firm change

Relationships

Registered with (4)

→ P•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Oct 3, 2025 to presentfactForm ADV
→ G•••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 16, 2016 to Dec 9, 2025factForm ADV
→ M•• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jan 2, 2015 to Jul 7, 2016factForm ADV
→ N•• E•••••• S••••••••• C•••••••••

Dated events

Occurred
Dec 9, 2025
Advisor changed firm
E••••• C••• H•••••• left G•••••••• W••••• M••••••••• L•• for P•••••• W••••• M••••••••• L•• (registered 2025-10-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3928318e-658c-f2cf-2530-a9c4848394ef
First observed: Jun 2, 2014
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.