E•••• A•••••••

Advisor at S•••••••• W•••••• L••

LOS ANGELES, CA | Santa Barbara, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:39309011-0413-2c3c-9c7c-6d7caa867efb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 5, 2023 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• W•••••• L••	Independent wealth	May 12, 2026	n/a	yes	LOS ANGELES, CA\|Santa Barbara, CA	Current employment
S•••••••• A••••••• L••	National bd RIA	Mar 31, 2025	May 13, 2026	no	SANTA MARIA, CA\|SANTA BARBARA, CA\|BOSTON, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• A••••••• L••	S•••••••• W•••••• L••	May 13, 2026	May 12, 2026	-1	Firm change	Ibd to RIA
F••••••• P••••••• A•• W•••••••• A•••••••	S•••••••• A••••••• L••	Mar 31, 2025	Mar 31, 2025

Relationships

Registered with (3)

→ S•••••••• W•••••• L••Registered adviserregistration: current employment
May 12, 2026 to presentfactForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Mar 31, 2025 to May 13, 2026factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Oct 5, 2023 to Mar 31, 2025factForm ADV

Dated events

Occurred
May 13, 2026
Advisor changed firm
E•••• A••••••• left S•••••••• A••••••• L•• for S•••••••• W•••••• L•• (registered 2026-05-12)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:39309011-0413-2c3c-9c7c-6d7caa867efb
First observed: Oct 5, 2023
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.