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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

PRING TURNER

PRING/TURNER CAPITAL GROUP, INC., CRD 110931

ALAMO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:39331fce-003f-01c8-04e8-262477a765b6

Data as of Sep 26, 2025 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Apr 9, 2012 to Sep 26, 2025
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $262MItem 5.F on the latest filing (2025-09-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $262M
Private client RAUM: $249MderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $131Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 475
Individual clients: 120
High net worth clients: 68
Custody, client assets: $64.4M
SEC number: 801-12851
CRD: 110931
Filings on the tape: 21
First filed: Apr 9, 2012
Latest filed: Sep 26, 2025
Organised: Corporation, CA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
THOMAS JOHN KOPAS	n/a	Alamo, CA	0	44	1	no
JAMES WILLIAM KOPAS	n/a	Alamo, CA	0	17	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
IWASZEWICZ, PAMELA	FINANCIAL PLANNER	C	yes	06/2022	Sep 30, 2022	Sep 30, 2024
KOPAS, JAMES, WILLIAM	PORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER	C	yes	06/2016	Sep 29, 2016	Sep 30, 2024
KOPAS, THOMAS, JOHN	CHIEF EXECUTIVE OFFICER	C	yes	07/2011	Apr 9, 2012	Sep 30, 2024
PRING, MARTIN, JOHN	Chairman	C	yes	07/1988	Apr 9, 2012	Sep 30, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Sep 30, 2024	$239M	$238M	4	2	0	n/a	n/a
2023	Oct 2, 2023	$206M	$206M	4	2	0	n/a	n/a
2022	Sep 30, 2022	$178M	$178M	4	2	0	n/a	n/a
2021	Sep 29, 2021	$184M	$183M	3	2	0	n/a	n/a
2020	Sep 30, 2020	$155M	$155M	3	2	0	n/a	n/a
2019	Jul 24, 2019	$147M	$130M	3	2	1	n/a	n/a
2018	Sep 28, 2018	$143M	$127M	4	3	1	n/a	n/a
2017	Sep 27, 2017	$141M	$123M	4	3	n/a	n/a	n/a
2016	Sep 29, 2016	$138M	$118M	4	3	n/a	n/a	n/a
2015	Sep 29, 2015	$142M	$123M	4	3	n/a	n/a	n/a
2014	Sep 19, 2014	$166M	$147M	4	3	n/a	n/a	n/a
2013	Sep 27, 2013	$153M	$137M	4	4	n/a	n/a	n/a
2012	Sep 28, 2012	$137M	$137M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$262M	$206M	27.0%	$184M	12.6%	4	4	0	0

Relationships

Registered with (2)

← JAMES WILLIAM KOPASAdvisorregistration: current employment
Dec 12, 2025 to presentfactForm ADV
← THOMAS JOHN KOPASAdvisorregistration: previous registration
Jul 26, 2002 to Dec 31, 2009factForm ADV

Controls (4)

← KOPAS, THOMAS, JOHNOwnerCHIEF EXECUTIVE OFFICER, ownership code C, individual
Apr 9, 2012 to Sep 30, 2024factForm ADV
← PRING, MARTIN, JOHNOwnerCHAIRMAN, ownership code C, individual
Apr 9, 2012 to Sep 30, 2024factForm ADV
← KOPAS, JAMES, WILLIAMOwnerPORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER, ownership code C, individual
Sep 29, 2016 to Sep 30, 2024factForm ADV
← IWASZEWICZ, PAMELAOwnerFINANCIAL PLANNER, ownership code C, individual
Sep 30, 2022 to Sep 30, 2024factForm ADV

Dated events

Occurred
Jul 24, 2019
Control person left
Dennis Joe Turner (President) no longer on Schedule A of Pring Turner (listed 2018-09-28, absent 2019-07-24)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:39331fce-003f-01c8-04e8-262477a765b6
First observed: Apr 9, 2012
Last observed: Sep 26, 2025 11 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PRING TURNER

PRING/TURNER CAPITAL GROUP, INC., CRD 110931

ALAMO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:39331fce-003f-01c8-04e8-262477a765b6

Data as of Sep 26, 2025 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:32 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

THOMAS JOHN KOPAS

n/a

Alamo, CA

JAMES WILLIAM KOPAS

n/a

Alamo, CA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

IWASZEWICZ, PAMELA

FINANCIAL PLANNER

yes

06/2022

Sep 30, 2022

Sep 30, 2024

KOPAS, JAMES, WILLIAM

PORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER

yes

06/2016

Sep 29, 2016

Sep 30, 2024

KOPAS, THOMAS, JOHN

CHIEF EXECUTIVE OFFICER

yes

07/2011

Apr 9, 2012

Sep 30, 2024

PRING, MARTIN, JOHN

Chairman

yes

07/1988

Apr 9, 2012

Sep 30, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Sep 30, 2024

$239M

$238M

n/a

2023

Oct 2, 2023

$206M

n/a

2022

Sep 30, 2022

$178M

n/a

2021

Sep 29, 2021

$184M

$183M

n/a

2020

Sep 30, 2020

$155M

n/a

2019

Jul 24, 2019

$147M

$130M

n/a

2018

Sep 28, 2018

$143M

$127M

n/a

2017

Sep 27, 2017

$141M

$123M

n/a

2016

Sep 29, 2016

$138M

$118M

n/a

2015

Sep 29, 2015

$142M

$123M

n/a

2014

Sep 19, 2014

$166M

$147M

n/a

2013

Sep 27, 2013

$153M

$137M

n/a

2012

Sep 28, 2012

$137M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$262M

$206M

27.0%

$184M

12.6%