DFX Intelligence

B•••••• C•••••••• S•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

B•••••• C•••••••• S•••

Advisor at L•• E••••••••• L••

ENGLEWOOD, CO

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Search this name across graphsid dfx:ria:3938f204-eb6c-2b39-5829-cf0bff19d719

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 20, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• E••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 11, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• E••••••••• L••	Bd affiliated wealth	May 19, 2026	n/a	yes	ENGLEWOOD, CO	Current employment
A•••• C•••• W••••• M••••••••• L••	State registered	Mar 27, 2020	May 4, 2026	no	SOUTHLAKE, TX\|Colorado Springs, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• C•••• W••••• M••••••••• L••	L•• E••••••••• L••	May 4, 2026	May 19, 2026	15	Firm change	Other
U••• I••••••••• S••••••• C••••••	A•••• C•••• W••••• M••••••••• L••	Nov 25, 2019	Mar 27, 2020

Relationships

Registered with (4)

→ L•• E••••••••• L••Registered adviserregistration: current employment
May 19, 2026 to presentfactForm ADV
→ A•••• C•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 27, 2020 to May 4, 2026factForm ADV
→ U••• I••••••••• S••••••• C••••••Registered adviserregistration: previous registration
Aug 1, 2019 to Nov 25, 2019factForm ADV
→ E••••• J••••

Dated events

Occurred
May 4, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3938f204-eb6c-2b39-5829-cf0bff19d719
First observed: Oct 20, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.