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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

PHILIP ROGER MARTIN

Advisor at RAYMOND JAMES & ASSOCIATES, INC.

DENVER, CO | ST. PETERSBURG, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:393e272d-d265-f4c1-e807-cc7d56adf663

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Dec 21, 2007 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Philip Roger Martin

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES & ASSOCIATES, INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 2, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Jun 2, 1995
First registration: Dec 21, 2007
Dual registered: yes, broker-dealer
Other names: Philip Martin|Philip Roger Martin
IAPD individual key: 2613565

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Jul 31, 2019	n/a	yes	DENVER, CO\|ST. PETERSBURG, FL	Current employment
CHARLES SCHWAB & CO., INC.	National bd RIA	Dec 21, 2007	Aug 9, 2019	no	ENGLEWOOD, CO\|SAN FRANCISCO, CA\|ENGLEWOOD, CO\|SAN FRANCISCO, CA\|Lone Tree, CO\|WESTLAKE, TX\|Lone Tree, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHARLES SCHWAB & CO., INC.	RAYMOND JAMES & ASSOCIATES, INC.	Aug 9, 2019	Jul 31, 2019	-9	Firm change	Ibd to ibd

Relationships

Registered with (2)

→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: current employment
Jul 31, 2019 to presentfactForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Dec 21, 2007 to Aug 9, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:393e272d-d265-f4c1-e807-cc7d56adf663
First observed: Dec 21, 2007
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PHILIP ROGER MARTIN

Advisor at RAYMOND JAMES & ASSOCIATES, INC.

DENVER, CO | ST. PETERSBURG, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:393e272d-d265-f4c1-e807-cc7d56adf663

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:40 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

RAYMOND JAMES & ASSOCIATES, INC.

National bd RIA

Jul 31, 2019

n/a

yes

DENVER, CO|ST. PETERSBURG, FL

Current employment

CHARLES SCHWAB & CO., INC.

National bd RIA

Dec 21, 2007

Aug 9, 2019

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

CHARLES SCHWAB & CO., INC.

RAYMOND JAMES & ASSOCIATES, INC.

Aug 9, 2019

Jul 31, 2019

-9

Firm change

Ibd to ibd