DFX Intelligence

L••••••• G••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

L••••••• G••••• S••••••

Advisor at A••••• G••••••• I•••

CULLMAN, AL | ANDERSON, SC

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Search this name across graphsid dfx:ria:393f73e0-ff57-e9dc-a0b1-c5e2284dbf81

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 2, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• G••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• G••••••• I•••	Independent wealth	Aug 7, 2026	n/a	yes	ANDERSON, SC\|CULLMAN, AL	Current employment
P•••••••• S••••••••• I•••	Bd affiliated wealth	Apr 14, 2022	Aug 10, 2026	no	CULLMAN, AL\|Birmingham, AL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••••• S••••••••• I•••	A••••• G••••••• I•••	Aug 10, 2026	Aug 7, 2026	-3	Firm change	Ibd to RIA
T••••••• I••••••••• M••••••••• I•••	P•••••••• S••••••••• I•••	Aug 6, 2021	Apr 14, 2022

Relationships

Registered with (3)

→ A••••• G••••••• I•••Registered adviserregistration: current employment
Aug 7, 2026 to presentfactForm ADV
→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Apr 14, 2022 to Aug 10, 2026factForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Jun 2, 2021 to Aug 6, 2021factForm ADV

Dated events

Occurred
Aug 10, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:393f73e0-ff57-e9dc-a0b1-c5e2284dbf81
First observed: Jun 2, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.