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Advisor at COMMONWEALTH FINANCIAL NETWORK
Omaha, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Apr 25, 2023 | n/a | yes | Omaha, NE | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Jun 3, 2013 | Apr 20, 2023 | no | OMAHA, NE|OMAHA, NE | Previous registration |
| SII INVESTMENTS, INC. | Former SEC adviser | May 26, 2006 | Jun 5, 2013 | no | OMAHA, NE | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Aug 21, 1996 | May 25, 2006 | no | OMAHA, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | COMMONWEALTH FINANCIAL NETWORK | Apr 20, 2023 | Apr 25, 2023 | 5 | Firm change | Ibd to ibd |
| SII INVESTMENTS, INC. | SECURITIES AMERICA ADVISORS, INC. | Jun 5, 2013 | Jun 3, 2013 | -2 | Firm change | Other |
| SECURITIES AMERICA ADVISORS, INC. | SII INVESTMENTS, INC. | May 25, 2006 | May 26, 2006 | 1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 110518:8032:NE:2023-04-20 | Apr 20, 2023 | Apr 25, 2023 | OMAHA, NE | Firm change |