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Reading the graph
Advisor at MORGAN STANLEY
Orland Park, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Oct 9, 2025 | n/a | yes | Orland Park, IL | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Aug 25, 2014 | Oct 20, 2025 | no | CHICAGO, IL|La Grange, IL | Previous registration |
| NUVEEN ASSET MANAGEMENT, LLC | Mixed wealth | Apr 10, 2012 | Aug 4, 2014 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY | Oct 20, 2025 | Oct 9, 2025 | -11 | Firm change | Wirehouse to wirehouse |
| NUVEEN ASSET MANAGEMENT, LLC | UBS FINANCIAL SERVICES INC. | Aug 4, 2014 | Aug 25, 2014 | 21 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:149777:IL:2025-10-20 | Oct 20, 2025 | Oct 9, 2025 | LA GRANGE, IL | Firm change |