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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

CHANTAL BALCOM

Advisor at LPL FINANCIAL LLC

KIRKLAND, WA

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Search this name across graphsid dfx:ria:3956124c-e59f-477d-653d-dfda43516c1e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 8, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 31, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Oct 31, 1995
First registration: Oct 8, 1998
Dual registered: yes, broker-dealer
Other names: CHANTAL JOBALCOM MCFALL|CHANTAL JO BALCOM|CHANTAL JO MCFALL|CHANTAL JO BALCOM MCFALL|CHANTAL BALCOM MCFALL
IAPD individual key: 2610769

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 10, 2025	n/a	yes	KIRKLAND, WA	Current employment
CADARET GRANT & CO INC	Former SEC adviser	Sep 26, 2022	Jul 10, 2025	no	Kirkland, WA\|Syracuse, NY	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Nov 20, 2012	Oct 11, 2022	no	SCOTTSDALE, AZ\|KIRKLAND, WA	Previous registration
VERITRUST FINANCIAL, LLC	Former SEC adviser	Jun 22, 2005	Nov 19, 2012	no	AUSTIN, TX\|KIRKLAND, WA\|KIRKLAND, WA\|KIRKLAND, WA\|KIRKLAND, WA	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Jan 1, 2004	Jul 6, 2005	no	KIRKLAND, WA	Previous registration
VESTAX SECURITIES CORPORATION	n/a	Oct 8, 1998	Jan 1, 2004	no	KIRKLAND, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CADARET GRANT & CO INC	LPL FINANCIAL LLC	Jul 10, 2025	Jul 10, 2025	0	Bulk transfer	Ibd to ibd
OSAIC WEALTH, INC.	CADARET GRANT & CO INC	Oct 11, 2022	Sep 26, 2022	-15	Firm change	Ibd to ibd
VERITRUST FINANCIAL, LLC	OSAIC WEALTH, INC.	Nov 19, 2012	Nov 20, 2012	1	Firm change	Other
CETERA ADVISORS LLC	VERITRUST FINANCIAL, LLC	Jul 6, 2005	Jun 22, 2005	-14	Firm change	Other
VESTAX SECURITIES CORPORATION	CETERA ADVISORS LLC	Jan 1, 2004	Jan 1, 2004	0	Firm change	Other

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jul 10, 2025 to presentfactForm ADV
→ CADARET GRANT & CO INCRegistered adviserregistration: previous registration
Sep 26, 2022 to Jul 10, 2025factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Nov 20, 2012 to Oct 11, 2022factForm ADV
→ VERITRUST FINANCIAL, LLCRegistered adviserregistration: previous registration
Jun 22, 2005 to Nov 19, 2012factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Jan 1, 2004 to Jul 6, 2005factForm ADV
→ VESTAX SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Oct 8, 1998 to Jan 1, 2004factForm ADV

Dated events

Occurred
Oct 11, 2022
Advisor changed firm
Chantal Balcom left Osaic Wealth, Inc. for Cadaret Grant & Co Inc (registered 2022-09-26)
Form ADVobserved 4 days ago