This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ROCKEFELLER CAPITAL MANAGEMENT

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 1, 2014earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S65

First exam

Oct 25, 2023

First registration

Nov 16, 2023

Dual registered

no

IAPD individual key

7819270

• Occurred

  Apr 17, 2026
  Advisor changed firm

  Grace Ann Touchette left Innovia Wealth, Llc for Rockefeller Capital Management (registered 2026-04-14)

  Form ADVobserved 5 days ago
• Occurred

  Sep 23, 2025
  Advisor changed firm

  Grace Ann Touchette left Tfo Wealth Partners for Innovia Wealth, Llc (registered 2025-09-25)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:3970810e-c069-b86d-42e2-a973d06b85c7

First observed

Nov 16, 2023

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.