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Advisor at LPL FINANCIAL LLC
LAS VEGAS, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 30, 2021 | n/a | yes | LAS VEGAS, NV | Current employment |
| WELLS FARGO INVESTMENTS, LLC | n/a | Feb 4, 2004 | Mar 26, 2007 | no | LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|NORTH LAS VEGAS, NV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO INVESTMENTS, LLC | LPL FINANCIAL LLC | Mar 26, 2007 | Apr 30, 2021 | 5,149 | Firm change after gap | Other |