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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
CHARLOTTE, NC | PLYMOUTH, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Dec 1, 2021 | n/a | yes | PLYMOUTH, MN|CHARLOTTE, NC | Current employment |
| CARROLL FINANCIAL ASSOCIATES INC | Former SEC adviser | Aug 17, 2012 | Dec 8, 2021 | no | CHARLOTTE, NC | Previous registration |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Aug 18, 2010 | Aug 13, 2012 | no | CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CARROLL FINANCIAL ASSOCIATES INC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Dec 8, 2021 | Dec 1, 2021 | -7 | Bulk transfer | RIA to ibd |
| AVANTAX ADVISORY SERVICES | CARROLL FINANCIAL ASSOCIATES INC | Aug 13, 2012 | Aug 17, 2012 | 4 | Firm change | Other |