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P••••••••• M••••••••• C••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

P••••••••• M••••••••• C••• L•

CRD 307347

BEVERLY HILLS, CA

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Search this name across graphsid dfx:ria:399564d7-9ab9-569d-cf4f-21a2404a8f43

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 3
Observed: Feb 25, 2020 to Mar 31, 2026
8 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

P••••••••• M••••••••• C••• L•

Venture manager · shared crd

Independent Sponsorsidentity

P••••••••• M••••••••• C••• L•

Capital provider to sponsors · shared crd

Private Equityidentity

P••••••••• M••••••••• C••• L•

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $454MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $450M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P••••••••• F••• I• L•	Private Equity Fund	$85.2M	May 8, 2024	15	Jun 30, 2023	reported	021-424935
P••••••••• S••• L••	Private Equity Fund	$79.4M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••• A••••••• U•	MANAGING PARTNER AND MEMBER	E	yes	11/2019	Feb 25, 2020	May 8, 2024
C•••• A••••••• U•	LIMITED PARTNER	Na	yes	11/2019	Feb 25, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
F••••••• S•• I••••••••• L••	n/a	n/a	n/a	N	yes	n/a
M••••••• S•• I••••••••• L••	n/a	n/a	n/a	N	yes	n/a
P••••••••• F••• I• G•• L•

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$454M	$392M	15.8%	n/a	n/a	8	7	1	1

Relationships

Advises (6)

→ P••••••••• F••• I••• L•Private fundPrivate Equity Fund, IA
Jun 30, 2023 to presentfactForm ADV
→ P••••••••• F••••••• S••• L•Private fundPrivate Equity Fund, IA
Jun 30, 2023 to presentfactForm ADV
→ P••••••••• M••••••• S••• L•Private fundPrivate Equity Fund, IA
Jun 30, 2023 to presentfactForm ADV
→ P••••••••• M•• S•• L•

Dated events

Occurred
Jun 30, 2023
Regulatory AUM changed
P••••••••• M••••••••• C••• L• reported RAUM $333.9M, up 466% from $59.0M (2020-02-25 to 2023-06-30)
Form ADVobserved 7 days ago
$275M
Occurred
Feb 25, 2020
First Form ADV filing
P••••••••• M••••••••• C••• L• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:399564d7-9ab9-569d-cf4f-21a2404a8f43
First observed: Feb 25, 2020
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.