DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at J••• M••••• S••••••••• L••
Miami, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J••• M••••• S••••••••• L•• | Wirehouse | Mar 19, 2025 | n/a | yes | Miami, FL | Current employment |
| A••••••••• L••• | Other adviser | May 13, 2020 | Mar 21, 2025 | no | Miami, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••••••• L••• | J••• M••••• S••••••••• L•• | Mar 21, 2025 | Mar 19, 2025 | -2 | Firm change | Other |
| F•••••• P••••••• G•••• L•• | A••••••••• L••• | Apr 24, 2020 | May 13, 2020 |
| Former SEC adviser |
| Jul 7, 2017 |
| Apr 24, 2020 |
| no |
| MIAMI, FL |
| Previous registration |
| F•••••• P••••••• G•••• L•• | Former SEC adviser | Jul 7, 2017 | Dec 31, 2019 | no | MIAMI, FL | Previous registration |
| Firm change |
| Other |