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Advisor at OSAIC WEALTH, INC.
North Chesterfield, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jun 14, 2024 | n/a | yes | North Chesterfield, VA | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Sep 18, 2020 | Jun 14, 2024 | no | NORTH CHESTERFIELD, VA | Previous registration |
| SSN ADVISORY, INC. | Former SEC adviser | Dec 17, 2019 | Sep 18, 2020 | no | Norht Chesterfield, VA | Previous registration |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Feb 27, 2006 | Dec 20, 2019 | no | ELLICOTT CITY, MD|DES MOINES, IA|RICHMOND, VA|PITTSBURGH, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | OSAIC WEALTH, INC. | Jun 14, 2024 | Jun 14, 2024 | 0 | Bulk transfer | Ibd to ibd |
| SSN ADVISORY, INC. | SECURITIES AMERICA ADVISORS, INC. | Sep 18, 2020 | Sep 18, 2020 | 0 | Bulk transfer | Ibd to ibd |
| VOYA FINANCIAL ADVISORS, INC. | SSN ADVISORY, INC. | Dec 20, 2019 | Dec 17, 2019 | -3 | Firm change | Ibd to ibd |