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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

ALBERT JAMES MINUTOLA

Advisor at LPL ENTERPRISE, LLC

NEWARK, DE

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Search this name across graphsid dfx:ria:399d9a5b-9a03-9a68-88ab-57ea1f3a23ee

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: May 1, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL ENTERPRISE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 26, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Feb 26, 1987
First registration: May 1, 2002
Dual registered: yes, broker-dealer
Other names: Al Minutola
IAPD individual key: 1521357

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL ENTERPRISE, LLC	Bd affiliated wealth	Jul 31, 2026	n/a	yes	NEWARK, DE	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 29, 2023	Aug 18, 2026	no	Hockessin, DE	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Jan 20, 2017	Jun 29, 2023	no	EL SEGUNDO, CA\|Hockessin, DE	Previous registration
QUESTAR ASSET MANAGEMENT, INC.	Former SEC adviser	May 19, 2006	Nov 2, 2016	no	WILMINGTON, DE	Previous registration
USALLIANZ SECURITIES, INC.	n/a	Aug 12, 2004	Jun 14, 2006	no	WILMINGTON, DE\|WILMINGTON, DE\|QUAKERTOWN, PA	Previous registration
HORNOR, TOWNSEND & KENT, LLC	Independent wealth	May 1, 2002	Jun 23, 2004	no	WILMINGTON, DE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	LPL ENTERPRISE, LLC	Aug 18, 2026	Jul 31, 2026	-18	Firm change	Ibd to ibd
CETERA ADVISOR NETWORKS LLC	CETERA INVESTMENT ADVISERS LLC	Jun 29, 2023	Jun 29, 2023	0	Bulk transfer	Ibd to ibd
QUESTAR ASSET MANAGEMENT, INC.	CETERA ADVISOR NETWORKS LLC	Nov 2, 2016	Jan 20, 2017	79	Firm change	Other
USALLIANZ SECURITIES, INC.	QUESTAR ASSET MANAGEMENT, INC.	Jun 14, 2006	May 19, 2006	-26	Bulk transfer	Other
HORNOR, TOWNSEND & KENT, LLC	USALLIANZ SECURITIES, INC.	Jun 23, 2004	Aug 12, 2004	50	Firm change	Other

Relationships

Registered with (6)

→ LPL ENTERPRISE, LLCRegistered adviserregistration: current employment
Jul 31, 2026 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jun 29, 2023 to Aug 18, 2026factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Jan 20, 2017 to Jun 29, 2023factForm ADV
→ QUESTAR ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
May 19, 2006 to Nov 2, 2016factForm ADV
→ USALLIANZ SECURITIES, INC.Registered adviserregistration: previous registration
Aug 12, 2004 to Jun 14, 2006factForm ADV
→ HORNOR, TOWNSEND & KENT, LLCRegistered adviserregistration: previous registration
May 1, 2002 to Jun 23, 2004factForm ADV

Dated events

Occurred
Aug 18, 2026
Advisor changed firm
Albert James Minutola left Cetera Investment Advisers Llc for Lpl Enterprise, Llc (registered 2026-07-31)
Form ADVobserved 6 days ago