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Advisor at CENTAURUS FINANCIAL, INC.
ANAHEIM, CA | LAKE CHARLES, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CENTAURUS FINANCIAL, INC. | Bd affiliated wealth | Apr 5, 2021 | n/a | yes | ANAHEIM, CA|LAKE CHARLES, LA | Current employment |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | May 22, 2019 | Apr 6, 2021 | no | LAKE CHARLES, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WOODBURY FINANCIAL SERVICES, INC. | CENTAURUS FINANCIAL, INC. | Apr 6, 2021 | Apr 5, 2021 | -1 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 421:30833:LA:2021-04-06 | Apr 6, 2021 | Apr 5, 2021 | LAKE CHARLES, LA | Firm change |